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Advisor at GWN SECURITIES INC.
PALM BEACH GARDENS, FL | BRIDGEWATER, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GWN SECURITIES INC. | Bd affiliated wealth | May 7, 2018 | n/a | yes | PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|BRIDGEWATER, NJ | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | May 7, 2018 | no | Iselin, NJ | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 5, 2014 | Mar 25, 2017 | no | PISCATAWAY, NJ|ISELIN, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 30, 2013 | no | WESTFIELD, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 16, 2007 | Jun 1, 2009 | no | WESTFIELD, NJ | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Nov 21, 2007 | no | SHORT HILLS, NJ | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 23, 2004 | Apr 2, 2007 | no | WESTFIELD, NJ|SHORT HILLS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | GWN SECURITIES INC. | May 7, 2018 | May 7, 2018 | 0 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| MORGAN STANLEY | MSI FINANCIAL SERVICES, INC. | Oct 30, 2013 | Mar 5, 2014 | 126 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY & CO. LLC | CITIGROUP GLOBAL MARKETS INC. | Nov 21, 2007 | Nov 16, 2007 | -5 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |