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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SCHAEFER FINANCIAL MANAGEMENT, INC.

CRD 110110

CENTENNIAL, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2990e69-d5f6-68ef-5f8d-81664b4c5eaf

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Mar 19, 2012 to Mar 26, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $139Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,776
Individual clients: 213
High net worth clients: 233
SEC number: 801-34341
CRD: 110110
Filings on the tape: 18
First filed: Mar 19, 2012
Latest filed: Mar 26, 2026
Organised: Corporation, CO

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY ALAN SCHAEFER	Certified Financial Planner	ENGLEWOOD, CO	27	42	n/a	no
ANDREA NOELLE SEARLE	Certified Financial Planner	CENTENNIAL, CO	21	30	n/a	no
LOWELL CLINTON HANSEN	Certified Financial Planner	ENGLEWOOD, CO	19	29	n/a	no
KIRSTEN SHONSTROM HOLLANDER	Certified Financial Planner	CENTENNIAL, CO	19	29	2	no
REBECCA A AARDAL	Certified Financial Planner	CENTENNIAL, CO	18	23	n/a	no
Henry J Schaefer	Certified Financial Planner	CENTENNIAL, CO	4	10	n/a	no
Gavin Forrest	Certified Financial Planner	CENTENNIAL, CO	1	11	n/a	no
JAMES LAWRENCE OWSLEY	n/a	CENTENNIAL, CO	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHAEFER, JEFFREY, ALAN	PRESIDENT, CHAIRMAN, SOLE SHAREHOLDER	E	yes	07/2001	Mar 26, 2026	Mar 26, 2026
AARDAL, REBECCA, A	CHIEF COMPLIANCE OFFICER	Na	no	01/2022	Mar 26, 2026	Mar 26, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$1.1B	$0	9	7	0	n/a	n/a
2024	Mar 30, 2025	$979M	$0	9	7	0	n/a	n/a
2023	Mar 29, 2024	$888M	$0	9	7	0	n/a	n/a
2022	Mar 29, 2023	$743M	$0	8	7	0	n/a	n/a
2021	Mar 31, 2022	$760M	$0	9	7	0	n/a	n/a
2020	Mar 23, 2021	$673M	$0	9	6	0	n/a	n/a
2019	Mar 20, 2020	$658M	$0	9	6	0	n/a	n/a
2018	Mar 20, 2019	$554M	$0	9	6	0	n/a	n/a
2017	Mar 13, 2018	$605M	$0	9	6	0	n/a	n/a
2016	Mar 11, 2017	$504M	$0	9	6	n/a	n/a	n/a
2015	Mar 10, 2016	$486M	$0	9	6	n/a	n/a	n/a
2014	Mar 10, 2015	$503M	$0	9	6	n/a	n/a	n/a
2013	Mar 12, 2014	$491M	$0	9	6	n/a	n/a	n/a
2012	Mar 13, 2013	$444M	$0	8	6	n/a	n/a	n/a
2011	Mar 19, 2012	$378M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$979M	13.9%	$743M	14.5%	9	9	0	0

Relationships

Registered with (9)

← JAMES LAWRENCE OWSLEYAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← Gavin ForrestAdvisorregistration: current employment
Apr 30, 2025 to presentfactForm ADV
← Henry J SchaeferAdvisorregistration: current employment
May 25, 2022 to presentfactForm ADV
← REBECCA A AARDALAdvisorregistration: current employment
Feb 20, 2008 to presentfactForm ADV
← KIRSTEN SHONSTROM HOLLANDERAdvisorregistration: current employment
Feb 15, 2007 to presentfactForm ADV
← LOWELL CLINTON HANSENAdvisorregistration: current employment
Feb 2, 2007 to presentfactForm ADV
← ANDREA NOELLE SEARLEAdvisorregistration: current employment
Mar 24, 2005 to presentfactForm ADV
← JEFFREY ALAN SCHAEFERAdvisorregistration: current employment
Jan 1, 1999 to presentfactForm ADV
← Jerome Philippe PerkinsAdvisorregistration: previous registration
Aug 2, 2016 to Aug 8, 2025factForm ADV

Controls (1)

← SCHAEFER, JEFFREY, ALANOwnerPRESIDENT, CHAIRMAN, SOLE SHAREHOLDER, ownership code E, individual
Mar 19, 2012 to Mar 29, 2024factForm ADV

Owns (1)

← AARDAL, REBECCA, AOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2022 to Mar 29, 2024factForm ADV

Dated events

Occurred
Aug 8, 2025
Advisor changed firm
Jerome Philippe Perkins left Schaefer Financial Management, Inc. for Beacon Global Advisor Network, Llc (registered 2025-08-21)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person left
Ray Kenneth Schaefer (Chief Compliance Officer) no longer on Schedule A of Schaefer Financial Management, Inc. (listed 2021-03-23, absent 2022-03-31)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2990e69-d5f6-68ef-5f8d-81664b4c5eaf
First observed: Mar 19, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCHAEFER FINANCIAL MANAGEMENT, INC.

CRD 110110

CENTENNIAL, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2990e69-d5f6-68ef-5f8d-81664b4c5eaf

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY ALAN SCHAEFER

Certified Financial Planner

ENGLEWOOD, CO

n/a

ANDREA NOELLE SEARLE

Certified Financial Planner

CENTENNIAL, CO

n/a

LOWELL CLINTON HANSEN

Certified Financial Planner

ENGLEWOOD, CO

n/a

KIRSTEN SHONSTROM HOLLANDER

Certified Financial Planner

CENTENNIAL, CO

REBECCA A AARDAL

Certified Financial Planner

CENTENNIAL, CO

n/a

Henry J Schaefer

Certified Financial Planner

CENTENNIAL, CO

n/a

Gavin Forrest

Certified Financial Planner

CENTENNIAL, CO

n/a

JAMES LAWRENCE OWSLEY

n/a

CENTENNIAL, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHAEFER, JEFFREY, ALAN

PRESIDENT, CHAIRMAN, SOLE SHAREHOLDER

yes

07/2001

Mar 26, 2026

AARDAL, REBECCA, A

CHIEF COMPLIANCE OFFICER

01/2022

Mar 26, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$1.1B

n/a

2024

Mar 30, 2025

$979M

n/a

2023

Mar 29, 2024

$888M

n/a

2022

Mar 29, 2023

$743M

n/a

2021

Mar 31, 2022

$760M

n/a

2020

Mar 23, 2021

$673M

n/a

2019

Mar 20, 2020

$658M

n/a

2018

Mar 20, 2019

$554M

n/a

2017

Mar 13, 2018

$605M

n/a

2016

Mar 11, 2017

$504M

n/a

2015

Mar 10, 2016

$486M

n/a

2014

Mar 10, 2015

$503M

n/a

2013

Mar 12, 2014

$491M

n/a

2012

Mar 13, 2013

$444M

n/a

2011

Mar 19, 2012

$378M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$979M

13.9%

$743M

14.5%