DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EQUITABLE ADVISORS, LLC
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | May 17, 2022 | n/a | yes | TAMPA, FL | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Feb 19, 2015 | Apr 29, 2022 | no | Tampa, FL | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Dec 16, 2011 | Feb 9, 2015 | no | ARLINGTON, VA | Previous registration |
| GAMCO ASSET MANAGEMENT INC. | Mixed wealth | Dec 17, 2009 | Apr 8, 2010 | no | GREENWICH, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | EQUITABLE ADVISORS, LLC | Apr 29, 2022 | May 17, 2022 | 18 | Firm change | Ibd to ibd |
| E*TRADE CAPITAL MANAGEMENT, LLC | ADVICE AND PLANNING SERVICES | Feb 9, 2015 | Feb 19, 2015 | 10 | Firm change | Other |
| GAMCO ASSET MANAGEMENT INC. | E*TRADE CAPITAL MANAGEMENT, LLC | Apr 8, 2010 | Dec 16, 2011 | 617 | Firm change after gap | Other |