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Advisor at FARMERS ASSET MANAGEMENT, LLC
San Jose, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FARMERS ASSET MANAGEMENT, LLC | State registered | Sep 2, 2026 | n/a | yes | San Jose, CA | Current employment |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Aug 23, 2024 | Nov 6, 2024 | no | SAN JOSE, CA|CONCORD, CA|Omaha, NE | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Apr 3, 2023 | Dec 13, 2023 | no | SAN JOSE, CA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Sep 23, 2021 | Dec 3, 2021 | no | SAN JOSE, CA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Feb 29, 2012 | Oct 22, 2020 | no | ALVISO, CA|Santa Clara, CA|SAN JOSE, CA|GOLD RIVER, CA|STOCKTON, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | FARMERS ASSET MANAGEMENT, LLC | Nov 6, 2024 | Sep 2, 2026 | 665 | Firm change after gap | Ibd to state RIA |