DFX Intelligence

D••••• E•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

D••••• E•••• P••••••

Advisor at S•••••• F••••• F•••••••• A•••••••

BLOOMINGTON, MN

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Search this name across graphsid dfx:ria:b2c9e4aa-585f-cf2a-9e5f-06fe39d08a24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 27, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 16, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F••••• F•••••••• A•••••••	Independent wealth	Jan 1, 2026	n/a	yes	BLOOMINGTON, MN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 21, 2014	Jul 7, 2014	no	BLOOMINGTON, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••••• F••••• F•••••••• A•••••••	Jul 7, 2014	Jan 1, 2026	4,196	Firm change after gap	Other
F•••• C•••••• F•••••••• P•••••••• I•••	L•• F•••••••• L••	Apr 22, 2010	Jan 21, 2014

Relationships

Registered with (3)

→ S•••••• F••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 21, 2014 to Jul 7, 2014factForm ADV
→ F•••• C•••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
May 27, 2009 to Apr 22, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2c9e4aa-585f-cf2a-9e5f-06fe39d08a24
First observed: May 27, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.