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Advisor at COMMONWEALTH FINANCIAL NETWORK
WEST HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 7, 2011 | n/a | yes | WEST HARTFORD, CT | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | May 10, 2006 | Sep 30, 2011 | no | GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | COMMONWEALTH FINANCIAL NETWORK | Sep 30, 2011 | Oct 7, 2011 | 7 | Firm change | Other |