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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

MICHAEL LEE BLUMENFELD

Advisor at WELLS FARGO ADVISORS

LOS ANGELES, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 24, 2008
First registration: Nov 11, 2008
Dual registered: yes, broker-dealer
Other names: MICHAEL LEE BLUMENFELD|Michael L Blumenfeld
IAPD individual key: 5565180

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Aug 19, 2022	n/a	yes	LOS ANGELES, CA	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Oct 25, 2019	Aug 19, 2022	no	LOS ANGELES, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 6, 2016	Oct 25, 2019	no	Los Angeles, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 9, 2010	Jun 20, 2016	no	Los Angeles, CA\|New York, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 2, 2010	Jul 27, 2010	no	PASADENA, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 11, 2008	Dec 18, 2008	no	LA JOLLA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	WELLS FARGO ADVISORS	Aug 19, 2022	Aug 19, 2022	0	Firm change	Ibd to wirehouse
MORGAN STANLEY	OPPENHEIMER & CO. INC.	Oct 25, 2019	Oct 25, 2019	0	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	Jun 20, 2016	Jun 6, 2016	-14	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Jul 27, 2010	Aug 9, 2010	13	Firm change	Other
MML INVESTORS SERVICES, LLC	CHASE INVESTMENT SERVICES CORP.	Dec 18, 2008	Jun 2, 2010	531	Firm change after gap	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Aug 19, 2022 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Oct 25, 2019 to Aug 19, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 6, 2016 to Oct 25, 2019factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 9, 2010 to Jun 20, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 2, 2010 to Jul 27, 2010factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 11, 2008 to Dec 18, 2008factForm ADV

Dated events

Occurred
Aug 19, 2022
Advisor changed firm
Michael Lee Blumenfeld left Oppenheimer & Co. Inc. for Wells Fargo Advisors (registered 2022-08-19)
Form ADVobserved 5 days ago