DFX Intelligence

T••••• K••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

T••••• K••• F••••••

Advisor at C••••••• P•••••• W•••••• L••

SAN MATEO, CA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:b2d82b1b-6876-f907-1733-2fc2a0e52644

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••• W•••••• L••	Independent wealth	Mar 27, 2023	n/a	yes	SAN MATEO, CA\|SAN FRANCISCO, CA	Current employment
A••••••••• L•••	Other adviser	Mar 6, 2017	May 20, 2022	no	NEW YORK, NY\|Nashville, TN\|San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	C••••••• P•••••• W•••••• L••	May 20, 2022	Mar 27, 2023	311	Firm change	Other
U•• F•••••••• S••••••• I•••	A••••••••• L•••	Mar 3, 2017	Mar 6, 2017

Relationships

Registered with (3)

→ C••••••• P•••••• W•••••• L••Registered adviserregistration: current employment
Mar 27, 2023 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Mar 6, 2017 to May 20, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 15, 2016 to Mar 3, 2017factForm ADV

Dated events

Occurred
May 20, 2022
Advisor changed firm
T••••• K••• F•••••• left A••••••••• L••• for C••••••• P•••••• W•••••• L•• (registered 2023-03-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2d82b1b-6876-f907-1733-2fc2a0e52644
First observed: Sep 15, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.