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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

COLLABORATIVE PORTFOLIO MANAGEMENT

COLLABORATIVE PORTFOLIO MANAGEMENT, LLC, CRD 332929

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2d92c57-aacc-ab2c-4ef7-a0b3724f3208

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Aug 15, 2024 to Jul 1, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $179MItem 5.F on the latest filing (2026-07-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $179M
Private client RAUM: $152MderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $44.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 519
Individual clients: 114
High net worth clients: 68
SEC number: 801-131107
CRD: 332929
Filings on the tape: 9
First filed: Aug 15, 2024
Latest filed: Jul 1, 2026
Organised: Limited Liability Company, KS
Website: cpm-llc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN PATRICK ORINDGREFF	n/a	OVERLAND PARK, KS	1	24	1	no
James DeJulio	Chartered Financial Consultant	OVERLAND PARK, KS	1	43	5	no
Mychal Masterson	n/a	OVERLAND PARK, KS	1	10	1	no
RESA ANN THOMAS	n/a	OVERLAND PARK, KS	0	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O'LUCKY INC	Corporation	E	yes	01/2011	Aug 15, 2024	Dec 17, 2024
ORINDGREFF, JOHN, PATRICK	Owner	E	yes	01/2011	Aug 15, 2024	Dec 17, 2024
ORINDGREFF, JOHN, PATRICK	Cco	Na	yes	08/2024	Aug 15, 2024	Dec 17, 2024
THOMAS, RESA, ANN	Owner	Na	yes	08/2024	Aug 15, 2024	Dec 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPITAL PORTFOLIO MANAGEMENT L.L.C.	n/a	Former SEC adviser	$175M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$179M	$179M	4	4	0	n/a	n/a
2024	Feb 27, 2025	$146M	$146M	4	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$179M	$146M	22.4%	n/a	n/a	4	4	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAPITAL PORTFOLIO MANAGEMENT L.L.C.	2	Dec 3, 2024	Jan 13, 2025	TOPEKA, KS	Team lift out	RIA to RIA	50.0%

Relationships

Affiliated with (1)

→ CAPITAL PORTFOLIO MANAGEMENT L.L.C.Registered adviserother investment adviser, common control
factForm ADV

Registered with (4)

← RESA ANN THOMASAdvisorregistration: current employment
Oct 29, 2025 to presentfactForm ADV
← James DeJulioAdvisorregistration: current employment
Jan 13, 2025 to presentfactForm ADV
← Mychal MastersonAdvisorregistration: current employment
Jan 13, 2025 to presentfactForm ADV
← JOHN PATRICK ORINDGREFFAdvisorregistration: current employment
Nov 21, 2024 to presentfactForm ADV

Moved with (1)

← CAPITAL PORTFOLIO MANAGEMENT L.L.C.Registered adviser2 advisors, team lift out, same day
Dec 3, 2024 to Jan 13, 2025factForm ADV

Controls (3)

← ORINDGREFF, JOHN, PATRICKOwnerOWNER, ownership code E, individual
Aug 15, 2024 to Dec 17, 2024factForm ADV
← THOMAS, RESA, ANNOwnerOWNER, ownership code NA, individual
Aug 15, 2024 to Dec 17, 2024factForm ADV
← O'LUCKY INCOwnerCORPORATION, ownership code E, domestic entity
Aug 15, 2024 to Dec 17, 2024factForm ADV

Dated events

Occurred
Dec 3, 2024
Team lift-out
2 advisors left Capital Portfolio Management L.L.C. (Topeka, KS) for Collaborative Portfolio Management on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Aug 15, 2024
First Form ADV filing
Collaborative Portfolio Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2d92c57-aacc-ab2c-4ef7-a0b3724f3208
First observed: Aug 15, 2024
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COLLABORATIVE PORTFOLIO MANAGEMENT

COLLABORATIVE PORTFOLIO MANAGEMENT, LLC, CRD 332929

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2d92c57-aacc-ab2c-4ef7-a0b3724f3208

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN PATRICK ORINDGREFF

n/a

OVERLAND PARK, KS

James DeJulio

Chartered Financial Consultant

OVERLAND PARK, KS

Mychal Masterson

n/a

OVERLAND PARK, KS

RESA ANN THOMAS

n/a

OVERLAND PARK, KS

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

O'LUCKY INC

Corporation

yes

01/2011

Aug 15, 2024

Dec 17, 2024

ORINDGREFF, JOHN, PATRICK

Owner

yes

01/2011

Aug 15, 2024

Dec 17, 2024

ORINDGREFF, JOHN, PATRICK

Cco

yes

08/2024

Aug 15, 2024

Dec 17, 2024

THOMAS, RESA, ANN

Owner

yes

08/2024

Aug 15, 2024

Dec 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPITAL PORTFOLIO MANAGEMENT L.L.C.

n/a

Former SEC adviser

$175M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$179M

n/a

2024

Feb 27, 2025

$146M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$179M

$146M

22.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAPITAL PORTFOLIO MANAGEMENT L.L.C.

Dec 3, 2024

Jan 13, 2025

TOPEKA, KS

Team lift out

RIA to RIA

50.0%