DFX Intelligence

S••••••• A•• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

S••••••• A•• R•••

Advisor at L•••••• C••••••

PORTLAND, OR | Bend, OR

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Search this name across graphsid dfx:ria:b2da8ae4-6486-77f5-f151-05190fc3c588

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 8, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• C••••••	State registered	Aug 20, 2015	n/a	yes	PORTLAND, OR\|Bend, OR	Current employment
D••• D••••••• • C••	Independent wealth	Aug 10, 2007	Aug 17, 2010	no	PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••• D••••••• • C••	L•••••• C••••••	Aug 17, 2010	Aug 20, 2015	1,829	Firm change after gap	Other

Relationships

Registered with (2)

→ L•••••• C••••••Registered adviserregistration: current employment
Aug 20, 2015 to presentfactForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Aug 10, 2007 to Aug 17, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2da8ae4-6486-77f5-f151-05190fc3c588
First observed: Aug 10, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.