DFX Intelligence

P•••••• H••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

P•••••• H••••• E••••

Advisor at I••••••••• F•••••••• G••••• L••

STATELINE, NV

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Search this name across graphsid dfx:ria:b2e311ed-5a3f-41f1-f395-407e4d79ab70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 20, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jan 10, 2025	n/a	yes	STATELINE, NV	Current employment
Q•• F•••••••• L••	n/a	Jan 3, 2008	Feb 11, 2011	no	LOS ALTOS, CA\|OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•• F•••••••• L••	I••••••••• F•••••••• G••••• L••	Feb 11, 2011	Jan 10, 2025	5,082	Firm change after gap	Other
S••••••••• A•••••• A•••••••• I•••	Q•• F•••••••• L••	Jan 2, 2008	Jan 3, 2008

Relationships

Registered with (3)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jan 10, 2025 to presentfactForm ADV
→ Q•• F•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2008 to Feb 11, 2011factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 20, 1998 to Jan 2, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2e311ed-5a3f-41f1-f395-407e4d79ab70
First observed: Feb 20, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.