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Advisor at COMMONWEALTH FINANCIAL NETWORK
Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 20, 2019 | n/a | yes | Scottsdale, AZ | Current employment |
| BLACKROCK FINANCIAL MANAGEMENT, INC | Other adviser | Apr 28, 2011 | Aug 22, 2019 | no | NEW YORK, NY|CHICAGO, IL|NEW YORK, NY | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Jul 12, 2010 | Dec 2, 2010 | no | WINDSOR, CT|SCOTTSDALE, AZ|WINDSOR, CT | Previous registration |
| DIRECTED SERVICES LLC | Former SEC adviser | Nov 12, 2009 | Dec 1, 2010 | no | PHOENIX, AZ|WEST CHESTER, PA|WEST CHESTER, PA|WEST CHESTER, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC | COMMONWEALTH FINANCIAL NETWORK | Aug 22, 2019 | Aug 20, 2019 | -2 | Firm change | Other |
| VOYA FINANCIAL PARTNERS, LLC | BLACKROCK FINANCIAL MANAGEMENT, INC | Dec 2, 2010 | Apr 28, 2011 | 147 | Firm change | Other |
| DIRECTED SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | Dec 1, 2010 | Jul 12, 2010 | -142 | Firm change after gap | Other |