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Advisor at WELLS FARGO ADVISORS
NEWBURY PARK, CA | WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 3, 2021 | n/a | yes | WESTLAKE VILLAGE, CA|NEWBURY PARK, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Apr 19, 2013 | Jun 10, 2021 | no | Woodland Hills, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Apr 23, 2013 | no | WOODLAND HILLS, CA|WOODLAND HILLS, CA | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jan 15, 2002 | Jul 1, 2003 | no | ENCINO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jun 10, 2021 | Jun 3, 2021 | -7 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Apr 23, 2013 | Apr 19, 2013 | -4 | Firm change | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:CA:2021-06-10 | Jun 10, 2021 | Jun 3, 2021 | WOODLAND HILLS, CA | Firm change |