DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STRATTON CAPITAL INVESTMENT ADVISORY LLC

CRD 307491

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2e83040-9de5-8986-3356-dc9b8830ef1f

Data as of Jun 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jan 31, 2020 to Jun 4, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $138MItem 5.F on the latest filing (2026-06-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $136M
Private client RAUM: $132MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $19.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 7
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 643
Individual clients: 582
High net worth clients: 61
SEC number: 801-132386
CRD: 307491
Filings on the tape: 13
First filed: Jan 31, 2020
Latest filed: Jun 4, 2026
Organised: Limited Liability Company, VT
Website: stratton-capital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Claudio Di Pasquale Escobar	n/a	West Melbourne, FL \| NEW YORK, NY	2	10	n/a	no
MARCELO CUSTODIO CABRAL	n/a	NEW YORK, NY	2	21	n/a	no
Shinichiro Fukui Tamura	n/a	NEW YORK, NY	2	24	n/a	no
GABRIEL RABINOVICI	n/a	NEW YORK, NY	1	11	n/a	no
LIN JWO SHIOW	n/a	NEW YORK, NY	1	10	n/a	no
Vinícius Martins Flores	n/a	Porto Alegre \| NEW YORK, NY	0	11	n/a	no
Eduardo Venosa Junior	n/a	Embu das Artes \| NEW YORK, NY	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CABRAL, MARCELO, CUSTODIO	MANAGING MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER	E	yes	01/2020	Jan 31, 2020	Feb 9, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Winhall	Vt	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 1 of 2

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 24, 2026	$138M	$136M	13	7	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$138M	n/a	n/a	n/a	n/a	13	n/a	2	n/a

Relationships

Registered with (7)

← Eduardo Venosa JuniorAdvisorregistration: current employment
Jun 16, 2026 to presentfactForm ADV
← Vinícius Martins FloresAdvisorregistration: current employment
Sep 24, 2025 to presentfactForm ADV
← LIN JWO SHIOWAdvisorregistration: current employment
May 16, 2025 to presentfactForm ADV
← GABRIEL RABINOVICIAdvisorregistration: current employment
Apr 8, 2025 to presentfactForm ADV
← MARCELO CUSTODIO CABRALAdvisorregistration: current employment
Aug 12, 2024 to presentfactForm ADV
← Shinichiro Fukui TamuraAdvisorregistration: current employment
Aug 12, 2024 to presentfactForm ADV
← Claudio Di Pasquale EscobarAdvisorregistration: current employment
Oct 11, 2023 to presentfactForm ADV

Controls (1)

← CABRAL, MARCELO, CUSTODIOOwnerMANAGING MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 31, 2020 to Feb 9, 2021factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 31, 2020
First Form ADV filing
Stratton Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 18, 2026
date not stated
Claudio Di Pasquale Escobar no longer holds an investment adviser registration (last listed at Stratton Capital Investment Advisory Llc on the 2026-09-17 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2e83040-9de5-8986-3356-dc9b8830ef1f
First observed: Jan 31, 2020
Last observed: Jun 4, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATTON CAPITAL INVESTMENT ADVISORY LLC

CRD 307491

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2e83040-9de5-8986-3356-dc9b8830ef1f

Data as of Jun 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:45 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Claudio Di Pasquale Escobar

n/a

West Melbourne, FL | NEW YORK, NY

n/a

MARCELO CUSTODIO CABRAL

n/a

NEW YORK, NY

n/a

Shinichiro Fukui Tamura

n/a

NEW YORK, NY

n/a

GABRIEL RABINOVICI

n/a

NEW YORK, NY

n/a

LIN JWO SHIOW

n/a

NEW YORK, NY

n/a

Vinícius Martins Flores

n/a

Porto Alegre | NEW YORK, NY

n/a

Eduardo Venosa Junior

n/a

Embu das Artes | NEW YORK, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CABRAL, MARCELO, CUSTODIO

MANAGING MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER

yes

01/2020

Jan 31, 2020

Feb 9, 2021

City

State

Country

Employees

Also broker-dealer

Winhall

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 24, 2026

$138M

$136M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$138M

n/a