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C••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C••• T•••••

Advisor at L•••••• I•••••••••

Fort Washington, PA | Minot, ND

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2edb48f-1272-a30f-5244-fee5a406e503

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 2, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	Jan 11, 2023	n/a	yes	Fort Washington, PA\|Minot, ND	Current employment
C••••• • A••••••••• I•••	Independent wealth	Aug 19, 2019	Mar 26, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• • A••••••••• I•••	L•••••• I•••••••••	Mar 26, 2021	Jan 11, 2023	656	Firm change after gap	RIA to RIA
C•••••• F•••••••• S•••••••• I•••	C••••• • A••••••••• I•••	Aug 13, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8408:20999:ND:2019-06-28	Aug 13, 2019	Aug 19, 2019	MINOT, ND	Firm change

Relationships

Registered with (3)

→ L•••••• I•••••••••Registered adviserregistration: current employment
Jan 11, 2023 to presentfactForm ADV
→ C••••• • A••••••••• I•••Registered adviserregistration: previous registration
Aug 19, 2019 to Mar 26, 2021factForm ADV
→ C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2008 to Aug 13, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2edb48f-1272-a30f-5244-fee5a406e503
First observed: Jun 2, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.