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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

PRINCIPAL ASSET MANAGEMENT (ASIA)

PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED, CRD 322390

WANCHAI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2f4bc8b-1f1a-0927-5a9a-b382013a3595

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 9
On other graphs: 0
Observed: Jun 22, 2022 to Mar 31, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.81 institutional_share=0.04 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $14BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $14B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 39
Advisory employees: 30
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 35
Individual clients: 0
High net worth clients: 0
SEC number: 801-126155
CRD: 322390
Filings on the tape: 14
First filed: Jun 22, 2022
Latest filed: Mar 31, 2026
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHING, DEREK, HO YIN	Director	Na	yes	06/2021	Jun 22, 2022	Sep 5, 2024
Chiu, Steve, Po Slu	CHIEF EXECUTIVE OFFICER	Na	yes	03/2023	Mar 29, 2023	Sep 5, 2024
DJURASOVIC, GEORGE	GENERAL COUNSEL	Na	yes	11/2023	Nov 1, 2023	Sep 5, 2024
ECHEGORRI RODRIGUEZ, ALEJANDRO, ELIAS	Director	Na	yes	06/2021	Jun 22, 2022	Sep 5, 2024
Lange, Justin, Thomas	CHIEF COMPLIANCE OFFICER	Na	yes	10/2022	Oct 10, 2022	Sep 5, 2024
PRINCIPAL FINANCIAL GROUP, INC	SOLE SHAREHOLDER	E	yes	12/1997	Jun 22, 2022	Sep 5, 2024
PRINCIPAL FINANCIAL SERVICES INC	SOLE SHAREHOLDER	E	yes	12/1997	Jun 29, 2022	Sep 5, 2024
PRINCIPAL INTERNATIONAL (ASIA) LIMITED	SOLE SHAREHOLDER	E	yes	12/1997	Jun 22, 2022	Sep 5, 2024
PRINCIPAL INTERNATIONAL LLC	SOLE SHAREHOLDER	E	yes	12/1997	Jun 22, 2022	Sep 5, 2024
SARAN, PHILLIP, HOWARD HASENFUS	Officer	Na	yes	06/2015	Jun 22, 2022	Sep 5, 2024
Singh, Raj, Kumar	Director	Na	yes	08/2024	Sep 5, 2024	Sep 5, 2024
VOHRA, ROHIT	Director	Na	yes	03/2023	Mar 29, 2023	Sep 5, 2024
WU, MICHELE, XIAOMING	Officer	Na	yes	11/2020	Jun 22, 2022	Sep 5, 2024
Zhong, Rongsa	Director	Na	yes	03/2023	Mar 29, 2023	Sep 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 65

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRINCIPAL GLOBAL INVESTORS, LLC	n/a	Other adviser	$428B	N	yes	n/a
PRINCIPAL REAL ESTATE INVESTORS, LLC	n/a	Institutional manager	$106B	N	yes	n/a
SAMI BROKERAGE LLC	n/a	Former SEC adviser	$24B	N	yes	n/a
SPECTRUM ASSET MANAGEMENT, INC.	n/a	Asset manager	$18B	N	yes	n/a
PRINCIPAL SECURITIES, INC.	n/a	Bd affiliated wealth	$17B	N	yes	n/a
POST ADVISORY GROUP, LLC	n/a	Other adviser	$13B	N	yes	n/a
ORIGIN ASSET MANAGEMENT LLP	n/a	Former SEC adviser	$4.6B	N	yes	n/a
PRINCIPAL ADVISED SERVICES, LLC	n/a	Bd affiliated wealth	$1.4B	N	yes	n/a
BRASILPREV SEGUROS E PREVIDENCIA S.A.	n/a	n/a	n/a	N	yes	n/a
CLARITAS ADMINISTRACADO DE RECURSOS LTDA.	n/a	n/a	n/a	N	yes	n/a
CLARITAS INVESTMENTS LTD	n/a	n/a	n/a	N	yes	n/a
DELAWARE CHARTER GUARANTEE & TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
DIVERSIFIED DENTAL SERVICES, INC. A NEVADA CLOSE CORPORATION	n/a	n/a	n/a	N	yes	n/a
EMPLOYERS DENTAL SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
EQUITY FC, LTD.	n/a	n/a	n/a	N	yes	n/a
FIRST DENTAL HEALTH	n/a	n/a	n/a	N	yes	n/a
PETULA ASSOCIATES, LLC	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL ADMINISTRADORA GENERAL DE FONDOS S.A.	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL AFORE, S.A. DE C.V., PRINCIPAL GRUPO FINANCIERO	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL AHORRO E INVERSIONES S.A.	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL ASSET MANAGEMENT (S) PTE LIMITED	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL ASSET MANAGEMENT BERHAD	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED (THAILAND)	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL BANK	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL COMPANIA DE SEGUROS DE VIDA CHILE S.A.	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL DENTAL SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL FINANCIAL GROUP, INC.	n/a	n/a	n/a	Y	yes	n/a
PRINCIPAL FINANCIAL SERVICES, INC.	n/a	n/a	n/a	Y	yes	n/a
PRINCIPAL FONDOS DE INVERSION, S.A. DE C.V., OPERADORA DE FONDOS DE INVERSION, PRINCIPAL GRUPO FINANCIERO	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL FUNDS DISTRIBUTOR, INC.	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL GLOBAL INVESTORS (AUSTRALIA) LIMITED	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL GLOBAL INVESTORS (EUROPE) LIMITED	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL GLOBAL INVESTORS (IRELAND) LIMITED	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL GLOBAL INVESTORS (JAPAN) LTD	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL GLOBAL INVESTORS (SINGAPORE) LTD	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL GLOBAL INVESTORS (SWITZERLAND) GMBH	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL INSURANCE COMPANY (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
PRINCIPAL INTERNATIONAL, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wanchai	n/a	Hong Kong	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$14B	$14B	39	30	1	n/a	n/a
2024	Mar 31, 2025	$14B	$13B	39	30	1	n/a	n/a
2023	Mar 27, 2024	$12B	$12B	41	35	1	n/a	n/a
2022	Mar 29, 2023	$14B	$13B	15	9	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$14B	$14B	6.0%	$14B	0.5%	39	39	1	1

Relationships

Affiliated with (13)

← PRINCIPAL REAL ESTATERegistered adviserother investment adviser, common control
factForm ADV
← PRINCIPAL ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← POST ADVISORY GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ POST ADVISORY GROUP, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ PRINCIPAL ASSET MANAGEMENTRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ PRINCIPAL REAL ESTATERegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ PRINCIPAL ORIGINRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ SPECTRUM ASSET MANAGEMENT, INC.Registered adviserbroker-dealer, common control
factForm ADV
→ PRINCIPAL ADVISED SERVICESRegistered adviserother investment adviser, common control
factForm ADV
→ SPECTRUM ASSET MANAGEMENT, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← PRINCIPAL SECURITIES, INC.Registered adviserother investment adviser, common control
factForm ADV
← PRINCIPAL ORIGINRegistered adviserother investment adviser
factForm ADV

Controls (14)

← VOHRA, ROHITOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2023 to Sep 5, 2024factForm ADV
← DJURASOVIC, GEORGEOwnerGENERAL COUNSEL, ownership code NA, individual
Nov 1, 2023 to Sep 5, 2024factForm ADV
← WU, MICHELE, XIAOMINGOwnerOFFICER, ownership code NA, individual
Jun 22, 2022 to Sep 5, 2024factForm ADV
← CHING, DEREK, HO YINOwnerDIRECTOR, ownership code NA, individual
Jun 22, 2022 to Sep 5, 2024factForm ADV
← SARAN, PHILLIP, HOWARD HASENFUSOwnerOFFICER, ownership code NA, individual
Jun 22, 2022 to Sep 5, 2024factForm ADV
← ECHEGORRI RODRIGUEZ, ALEJANDRO, ELIASOwnerDIRECTOR, ownership code NA, individual
Jun 22, 2022 to Sep 5, 2024factForm ADV
← Lange, Justin, ThomasOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 10, 2022 to Sep 5, 2024factForm ADV
← Chiu, Steve, Po SluOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 29, 2023 to Sep 5, 2024factForm ADV
← Zhong, RongsaOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2023 to Sep 5, 2024factForm ADV
← Singh, Raj, KumarOwnerDIRECTOR, ownership code NA, individual
Sep 5, 2024 to Sep 5, 2024factForm ADV
← PRINCIPAL FINANCIAL GROUP, INCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Jun 22, 2022 to Sep 5, 2024factForm ADV
← PRINCIPAL FINANCIAL SERVICES INCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Jun 29, 2022 to Sep 5, 2024factForm ADV
← PRINCIPAL INTERNATIONAL (ASIA) LIMITEDOwnerSOLE SHAREHOLDER, ownership code E, foreign entity
Jun 22, 2022 to Sep 5, 2024factForm ADV
← PRINCIPAL INTERNATIONAL LLCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Jun 22, 2022 to Sep 5, 2024factForm ADV

Dated events

Occurred
Sep 5, 2024
Control person joined
Kumar Raj Singh (Director) appeared on Schedule A of Principal Asset Management (Asia)
Form ADVobserved 6 days ago
Occurred
Jun 25, 2024
Control person left
Kirk Kenneth West (Director) no longer on Schedule A of Principal Asset Management (Asia) (listed 2024-03-27, absent 2024-06-25)
Form ADVobserved 6 days ago
Occurred
Nov 1, 2023
Control person joined
George Djurasovic (General Counsel) appeared on Schedule A of Principal Asset Management (Asia)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2023
Control person joined
Po Slu Steve Chiu (Chief Executive Officer) appeared on Schedule A of Principal Asset Management (Asia)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2023
Control person joined
Rohit Vohra (Director) appeared on Schedule A of Principal Asset Management (Asia)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2023
Control person joined
Rongsa Zhong (Director) appeared on Schedule A of Principal Asset Management (Asia)
Form ADVobserved 6 days ago
Occurred
Oct 10, 2022
Control person left
John Andrew Donohue (Chief Compliance Officer) no longer on Schedule A of Principal Asset Management (Asia) (listed 2022-06-29, absent 2022-10-10)
Form ADVobserved 6 days ago
Occurred
Oct 10, 2022
Control person joined
Thomas Justin Lange (Chief Compliance Officer) appeared on Schedule A of Principal Asset Management (Asia)
Form ADVobserved 6 days ago
Occurred
Jun 22, 2022
First Form ADV filing
Principal Asset Management Company (Asia) Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2f4bc8b-1f1a-0927-5a9a-b382013a3595
First observed: Jun 22, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRINCIPAL ASSET MANAGEMENT (ASIA)

PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED, CRD 322390

WANCHAI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2f4bc8b-1f1a-0927-5a9a-b382013a3595

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHING, DEREK, HO YIN

Director

yes

06/2021

Jun 22, 2022

Sep 5, 2024

Chiu, Steve, Po Slu

CHIEF EXECUTIVE OFFICER

yes

03/2023

Mar 29, 2023

Sep 5, 2024

DJURASOVIC, GEORGE

GENERAL COUNSEL

yes

11/2023

Nov 1, 2023

Sep 5, 2024

ECHEGORRI RODRIGUEZ, ALEJANDRO, ELIAS

Director

yes

06/2021

Jun 22, 2022

Sep 5, 2024

Lange, Justin, Thomas

CHIEF COMPLIANCE OFFICER

yes

10/2022

Oct 10, 2022

Sep 5, 2024

PRINCIPAL FINANCIAL GROUP, INC

SOLE SHAREHOLDER

yes

12/1997

Jun 22, 2022

Sep 5, 2024

PRINCIPAL FINANCIAL SERVICES INC

SOLE SHAREHOLDER

yes

12/1997

Jun 29, 2022

Sep 5, 2024

PRINCIPAL INTERNATIONAL (ASIA) LIMITED

SOLE SHAREHOLDER

yes

12/1997

Jun 22, 2022

Sep 5, 2024

PRINCIPAL INTERNATIONAL LLC

SOLE SHAREHOLDER

yes

12/1997

Jun 22, 2022

Sep 5, 2024

SARAN, PHILLIP, HOWARD HASENFUS

Officer

yes

06/2015

Jun 22, 2022

Sep 5, 2024

Singh, Raj, Kumar

Director

yes

08/2024

Sep 5, 2024

VOHRA, ROHIT

Director

yes

03/2023

Mar 29, 2023

Sep 5, 2024

WU, MICHELE, XIAOMING

Officer

yes

11/2020

Jun 22, 2022

Sep 5, 2024

Zhong, Rongsa

Director

yes

03/2023

Mar 29, 2023

Sep 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRINCIPAL GLOBAL INVESTORS, LLC

n/a

Other adviser

$428B

yes

n/a

PRINCIPAL REAL ESTATE INVESTORS, LLC

n/a

Institutional manager

$106B

yes

n/a

SAMI BROKERAGE LLC

n/a

Former SEC adviser

$24B

yes

n/a

SPECTRUM ASSET MANAGEMENT, INC.

n/a

Asset manager

$18B

yes

n/a

PRINCIPAL SECURITIES, INC.

n/a

Bd affiliated wealth

$17B

yes

n/a

POST ADVISORY GROUP, LLC

n/a

Other adviser

$13B

yes

n/a

ORIGIN ASSET MANAGEMENT LLP

n/a

Former SEC adviser

$4.6B

yes

n/a

PRINCIPAL ADVISED SERVICES, LLC

n/a

Bd affiliated wealth

$1.4B

yes

n/a

BRASILPREV SEGUROS E PREVIDENCIA S.A.

n/a

yes

n/a

CLARITAS ADMINISTRACADO DE RECURSOS LTDA.

n/a

yes

n/a

CLARITAS INVESTMENTS LTD

n/a

yes

n/a

DELAWARE CHARTER GUARANTEE & TRUST COMPANY

n/a

yes

n/a

DIVERSIFIED DENTAL SERVICES, INC. A NEVADA CLOSE CORPORATION

n/a

yes

n/a

EMPLOYERS DENTAL SERVICES, INC.

n/a

yes

n/a

EQUITY FC, LTD.

n/a

yes

n/a

FIRST DENTAL HEALTH

n/a

yes

n/a

PETULA ASSOCIATES, LLC

n/a

yes

n/a

PRINCIPAL ADMINISTRADORA GENERAL DE FONDOS S.A.

n/a

yes

n/a

PRINCIPAL AFORE, S.A. DE C.V., PRINCIPAL GRUPO FINANCIERO

n/a

yes

n/a

PRINCIPAL AHORRO E INVERSIONES S.A.

n/a

yes

n/a

PRINCIPAL ASSET MANAGEMENT (S) PTE LIMITED

n/a

yes

n/a

PRINCIPAL ASSET MANAGEMENT BERHAD

n/a

yes

n/a

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED (THAILAND)

n/a

yes

n/a

PRINCIPAL BANK

n/a

yes

n/a

PRINCIPAL COMPANIA DE SEGUROS DE VIDA CHILE S.A.

n/a

yes

n/a

PRINCIPAL DENTAL SERVICES, INC.

n/a

yes

n/a

PRINCIPAL FINANCIAL GROUP, INC.

n/a

yes

n/a

PRINCIPAL FINANCIAL SERVICES, INC.

n/a

yes

n/a

PRINCIPAL FONDOS DE INVERSION, S.A. DE C.V., OPERADORA DE FONDOS DE INVERSION, PRINCIPAL GRUPO FINANCIERO

n/a

yes

n/a

PRINCIPAL FUNDS DISTRIBUTOR, INC.

n/a

yes

n/a

PRINCIPAL GLOBAL INVESTORS (AUSTRALIA) LIMITED

n/a

yes

n/a

PRINCIPAL GLOBAL INVESTORS (EUROPE) LIMITED

n/a

yes

n/a

PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED

n/a

yes

n/a

PRINCIPAL GLOBAL INVESTORS (IRELAND) LIMITED

n/a

yes

n/a

PRINCIPAL GLOBAL INVESTORS (JAPAN) LTD

n/a

yes

n/a

PRINCIPAL GLOBAL INVESTORS (SINGAPORE) LTD

n/a

yes

n/a

PRINCIPAL GLOBAL INVESTORS (SWITZERLAND) GMBH

n/a

yes

n/a

PRINCIPAL GLOBAL INVESTORS TRUST COMPANY

n/a

yes

n/a

PRINCIPAL INSURANCE COMPANY (HONG KONG) LIMITED

n/a

yes

n/a

PRINCIPAL INTERNATIONAL, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Wanchai

n/a

Hong Kong

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$14B

n/a

2024

Mar 31, 2025

$14B

$13B

n/a

2023

Mar 27, 2024

$12B

n/a

2022

Mar 29, 2023

$14B

$13B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$14B

6.0%

$14B

0.5%