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Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
Clayton, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 14, 2025 | n/a | yes | Clayton, CA | Current employment |
| WAGNER LOFTIN INVESTMENT SERVICES LLC | Independent wealth | Mar 3, 2016 | Apr 15, 2025 | no | Pleasant Hill, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WAGNER LOFTIN INVESTMENT SERVICES LLC | COMMONWEALTH FINANCIAL NETWORK | Apr 15, 2025 | Apr 14, 2025 | -1 | Firm change | RIA to ibd |