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Advisor at TARRAGON CAPITAL, LLC
CHATTANOOGA, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TARRAGON CAPITAL, LLC | State registered | May 7, 2012 | n/a | yes | CHATTANOOGA, TN | Current employment |
| HHM WEALTH ADVISORS, LLC | Independent wealth | Sep 15, 2009 | Feb 21, 2012 | no | CHATTANOOGA, TN | Previous registration |
| HHM WEALTH ADVISORS, LLC | n/a | Jul 14, 2006 | Dec 16, 2009 | no | CHATTANOOGA, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HHM WEALTH ADVISORS, LLC | TARRAGON CAPITAL, LLC | Feb 21, 2012 | May 7, 2012 | 76 | Firm change | Other |
| HHM WEALTH ADVISORS, LLC | HHM WEALTH ADVISORS, LLC | Dec 16, 2009 | Sep 15, 2009 | -92 | Firm change after gap | Other |