DFX Intelligence

A•••••• L••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

A•••••• L••••• S••••••

Advisor at H•••••• • S•••••• W••••• S••••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:b31043f6-ac34-8a77-6483-f1d9e46a7292

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• • S•••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• • S•••••• W••••• S••••••••• L••	Independent wealth	May 26, 2017	n/a	yes	DENVER, CO	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 31, 2010	May 30, 2017	no	BOULDER, CO\|BOULDER, CO\|BROOMFIELD, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	H•••••• • S•••••• W••••• S••••••••• L••	May 30, 2017	May 26, 2017	-4	Firm change	Other
E••••• J••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Sep 8, 2010	Aug 31, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:286063:CO:2017-05-30	May 30, 2017	May 26, 2017	BROOMFIELD, CO	Firm change

Relationships

Registered with (3)

→ H•••••• • S•••••• W••••• S••••••••• L••Registered adviserregistration: current employment
May 26, 2017 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 31, 2010 to May 30, 2017factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 25, 2009 to Sep 8, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b31043f6-ac34-8a77-6483-f1d9e46a7292
First observed: Mar 25, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.