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E••• G••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

E••• G••••• D•••••••••

Advisor at R•••••• J•••• • A••••••••• I•••

Los Angeles, CA | BEVERLY HILLS, CA | CORAL GABLES, FL

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Search this name across graphsid dfx:ria:b314cbc1-8855-f2fd-de10-63afd542d9ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Sep 12, 2014	n/a	yes	BEVERLY HILLS, CA\|CORAL GABLES, FL\|Los Angeles, CA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 1, 2010	Sep 22, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	R•••••• J•••• • A••••••••• I•••	Sep 22, 2014	Sep 12, 2014	-10	Firm change	Wirehouse to ibd
U•• I••••••••• I•••	U•• F•••••••• S••••••• I•••	Jan 1, 2010

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Sep 12, 2014 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 1, 2010 to Sep 22, 2014factForm ADV
→ U•• I••••••••• I•••Registered adviserregistration: previous registration
Jan 9, 2006 to Jan 1, 2010factForm ADV
→ W•••• F•••• A•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b314cbc1-8855-f2fd-de10-63afd542d9ea
First observed: Jan 29, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.