DFX Intelligence

D•••••• S••••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor43 years in industry

D•••••• S••••••• J••••

Advisor at T••••••••• C•••••• G••••

EDMOND, OK

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Search this name across graphsid dfx:ria:b3189a11-ee62-ae71-1348-0bfb5bed1577

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• C•••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• C•••••• G••••	Independent wealth	Aug 8, 2022	n/a	yes	EDMOND, OK	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 1, 2003	Aug 10, 2022	no	EDMOND, OK\|EDMOND, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T••••••••• C•••••• G••••	Aug 10, 2022	Aug 8, 2022	-2	Firm change	Wirehouse to RIA
P••••••••• E••••• G••••• L••	W•••• F•••• A•••••••	Jul 1, 2003	Jul 1, 2003

Relationships

Registered with (3)

→ T••••••••• C•••••• G••••Registered adviserregistration: current employment
Aug 8, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Aug 10, 2022factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviserregistration: previous registration
Jun 29, 2001 to Jul 1, 2003factForm ADV

Dated events

Occurred
Aug 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3189a11-ee62-ae71-1348-0bfb5bed1577
First observed: Jun 29, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.