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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 22, 2017 | n/a | yes | CHARLOTTE, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 24, 2005 | Sep 25, 2017 | no | DEERFIELD, IL|DEERFIELD, IL|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Dec 26, 2000 | Jul 19, 2005 | no | SKOKIE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Sep 25, 2017 | Sep 22, 2017 | -3 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jul 19, 2005 | Jun 24, 2005 | -25 | Firm change | Other |