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CRD 269876
SUGAR LAND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL DENNIS MULCAHY | Chartered Financial Analyst | SUGAR LAND, TX | 11 | 23 | 1 | no |
| KANEN PIERCE HELBIG | Certified Financial Planner|Chartered Financial Analyst | SUGAR LAND, TX | 7 | 10 | n/a | no |
| MICHAEL DENNIS MULCAHY | Chartered Financial Analyst | SUGAR LAND, TX | 7 | 12 | n/a | no |
| MATHEW JEFFERSON TIPTON | n/a | SUGAR LAND, TX | 5 | 15 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HELBIG, KANEN, PIERCE | VICE PRESIDENT | A | yes | 02/2021 | Feb 5, 2026 | Feb 5, 2026 |
| MULCAHY, MICHAEL, DENNIS | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/PRESIDENT | D | yes | 05/2015 | Feb 5, 2026 | Feb 5, 2026 |
| MULCAHY, MICHAEL, DENNIS | VICE PRESIDENT | A | yes | 02/2021 | Feb 5, 2026 | Feb 5, 2026 |
| Laughter, Juliann | MANAGER, OFFICE AND ADMINISTRATION | Na | no | 12/2016 | Feb 5, 2026 | Feb 5, 2026 |
| Tipton, Alexandra | CLIENT OPERATIONS & SERVICES MANAGER | Na | no | 11/2022 | Feb 5, 2026 | Feb 5, 2026 |
| TIPTON, MATHEW, JEFFERSON | VICE PRESIDENT | A | no | 09/2024 | Feb 5, 2026 | Feb 5, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 5, 2026 | $1.5B | $607M | 8 | 4 | 0 | n/a | n/a |
| 2024 | Jan 21, 2025 | $1.3B | $416M | 7 | 4 | 0 | n/a | n/a |
| 2023 | Feb 12, 2024 | $1.1B | $290M | 6 | 4 | 0 | n/a | n/a |
| 2022 | Mar 27, 2023 | $981M | $200M | 7 | 4 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $746M | $203M | 6 | 4 | 0 | n/a | n/a |
| 2020 | Mar 2, 2021 | $683M | $162M | 5 | 3 | 0 | n/a | n/a |
| 2019 | Jan 16, 2020 | $607M | $131M | 6 | 4 | 0 | n/a | n/a |
| 2018 | Mar 4, 2019 | $581M | $131M | 4 | 3 | 1 | n/a | n/a |
| 2017 | Mar 30, 2018 | $544M | $103M | 4 | 3 | 1 | n/a | n/a |
| 2016 | Apr 1, 2017 | $463M | $54.2M | 3 | 2 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.5B | $1.3B | 20.3% | $981M | 15.9% | 8 | 7 | 0 | 0 |