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Reading the graph
Advisor at MORGAN STANLEY
BANGOR, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 12, 2018 | n/a | yes | BANGOR, ME | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 4, 2018 | no | BANGOR, ME | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jan 2, 2008 | Jun 1, 2009 | no | BANGOR, ME | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 4, 2002 | Jan 9, 2008 | no | BANGOR, ME|BANGOR, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY & CO. LLC | Jan 9, 2008 | Jan 2, 2008 | -7 | Firm change | Other |