This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$0Item 5.F on the latest filing (2026-06-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

1

Employees

1

Advisory employees

1

Offices

1Schedule D 1.F, beyond the principal office

Accounts

0

Individual clients

0

High net worth clients

0

SEC number

801-130906

CRD

331736

Filings on the tape

14

First filed

Jul 11, 2024

Latest filed

Jun 17, 2026

Organised

Limited Liability Company, FL

Website

legacyprivateclientservices.com

• Occurred

  Jul 30, 2024
  Control person joined

  Christine Cao (Cco) appeared on Schedule A of Legacy Private Client Services

  Form ADVobserved 3 days ago
• Occurred

  Jul 11, 2024
  First Form ADV filing

  Rosen Group Private Wealth Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b33df4d8-745c-d86d-9a52-faacd8b49004

First observed

Jul 11, 2024

Last observed

Jun 17, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.