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Advisor at MML INVESTORS SERVICES, LLC
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | DENVER, CO|DENVER, CO | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 7, 2005 | Mar 25, 2017 | no | GREENWOOD VILLAGE, CO|DENVER, CO|SPRINGFIELD, MA|SPRINGFIELD, MA|GREENWOOD VILLAGE, CO | Previous registration |
| METLIFE INVESTMENT FUND SERVICES LLC | n/a | Jan 1, 1999 | Jan 12, 2006 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| METLIFE INVESTMENT FUND SERVICES LLC | MSI FINANCIAL SERVICES, INC. | Jan 12, 2006 | Dec 7, 2005 | -36 | Bulk transfer | Other |