DFX Intelligence

J•••••• W•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J•••••• W•••••• T•••••••

Advisor at N•• E••• W•••••

STAMFORD, CT | Houston, TX

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Search this name across graphsid dfx:ria:b342575e-c6e5-c732-1d11-9ff9b965fe18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• E••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• E••• W•••••	Bd affiliated wealth	Aug 17, 2026	n/a	yes	Houston, TX\|STAMFORD, CT	Current employment
S•••••• C• B•••••••• • C••• L••	Other adviser	Feb 26, 2013	Nov 13, 2013	no	HOUSTON, TX\|Richmond, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	S•••••• C• B•••••••• • C••• L••	Aug 28, 2026	Feb 26, 2013	-4,931	Firm change after gap	Other
S•••••• C• B•••••••• • C••• L••	N•• E••• W•••••	Nov 13, 2013	Aug 17, 2026

Relationships

Registered with (3)

→ N•• E••• W•••••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Feb 7, 2013 to Aug 28, 2026factForm ADV
→ S•••••• C• B•••••••• • C••• L••Registered adviserregistration: previous registration
Feb 26, 2013 to Nov 13, 2013factForm ADV

Dated events

Occurred
Aug 28, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b342575e-c6e5-c732-1d11-9ff9b965fe18
First observed: Feb 7, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.