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Advisor at MA PRIVATE WEALTH, LLC
SAN CARLOS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MA PRIVATE WEALTH, LLC | Independent wealth | Jul 7, 2021 | n/a | yes | SAN CARLOS, CA | Current employment |
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Feb 26, 2019 | Feb 11, 2021 | no | SAN MATEO, CA | Previous registration |
| DRAGON FINANCIAL GROUP | Former SEC adviser | Dec 7, 2015 | Jul 21, 2020 | no | SAN MATEO, CA | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Nov 13, 2006 | Jul 28, 2015 | no | PLANO, TX|SAN MATEO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | MA PRIVATE WEALTH, LLC | Feb 11, 2021 | Jul 7, 2021 | 146 | Firm change | RIA to RIA |
| DRAGON FINANCIAL GROUP | MERCER GLOBAL ADVISORS INC. | Jul 21, 2020 | Feb 26, 2019 | -511 | Firm change after gap | Other |
| FISHER INVESTMENTS | DRAGON FINANCIAL GROUP | Jul 28, 2015 | Dec 7, 2015 | 132 | Firm change | Other |