A•••• Y• T••

Advisor at R•• C•••••• M••••••• L••

BOSTON, MA | Malden, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b348c0a6-357b-9529-8074-f75970ccd380

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	May 15, 2017	n/a	yes	BOSTON, MA\|Malden, MA	Current employment
M••••• S••••••	Wirehouse	Mar 29, 2010	May 16, 2017	no	BEVERLY HILLS, CA\|Boston, MA\|Beverly Hills, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R•• C•••••• M••••••• L••	May 16, 2017	May 15, 2017	-1	Firm change	Wirehouse to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:31194:CA:2017-05-16	May 16, 2017	May 15, 2017	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (2)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
May 15, 2017 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 29, 2010 to May 16, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b348c0a6-357b-9529-8074-f75970ccd380
First observed: Mar 29, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.