DFX Intelligence

M•••••• C••••••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner13 years in industry

M•••••• C••••••••• K•••••

Advisor at M••••• G••••• A••••••• I•••

Waltham, MA | DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b34969b6-d1ec-1198-5117-1c8040e0582a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 13, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Jul 28, 2025	n/a	yes	DENVER, CO\|Waltham, MA	Current employment
O•••••• W••••• P••••••• L••	Former SEC adviser	Jul 10, 2025	Mar 31, 2026	no	WALTHAM, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••• W••••• P••••••• L••	M••••• G••••• A••••••• I•••	Mar 31, 2026	Jul 28, 2025	-246	Firm change after gap	RIA to RIA
J••• M••••• P•••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	Jan 13, 2025	Jun 6, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
105336:147363:MA:2026-03-31	Mar 31, 2026	Jul 28, 2025	WALTHAM, MA	Firm change after gap

Relationships

Registered with (5)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Jul 28, 2025 to presentfactForm ADV
→ O•••••• W••••• P••••••• L••Registered adviserregistration: previous registration
Jul 10, 2025 to Mar 31, 2026factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Aug 10, 2021 to Jan 13, 2025factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
M•••••• C••••••••• K••••• left O•••••• W••••• P••••••• L•• for M••••• G••••• A••••••• I••• (registered 2025-07-28)
Form ADVobserved 7 days ago
Occurred
Jan 12, 2025
Advisor changed firm
M•••••• C••••••••• K••••• left J••• M••••• S••••••••• L•• for O•••••• W••••• P••••••• L•• (registered 2025-07-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b34969b6-d1ec-1198-5117-1c8040e0582a
First observed: May 13, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.