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R••••• E••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

R••••• E••••• C•••••••

Advisor at I••••••• F•••••••• P••••••• G••••• L••

Carmel, IN

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Search this name across graphsid dfx:ria:b3574825-1f9f-6295-1cb0-8da04c0ef10d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• F•••••••• P••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• F•••••••• P••••••• G••••• L••	Independent wealth	Oct 24, 2001	n/a	yes	Carmel, IN	Current employment
B••••••• R•••• A•••••••• I•••	Former SEC adviser	Mar 19, 2002	Jan 4, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• R•••• A•••••••• I•••	n/a	Jan 4, 2007	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ I••••••• F•••••••• P••••••• G••••• L••Registered adviserregistration: current employment
Oct 24, 2001 to presentfactForm ADV
→ B••••••• R•••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 19, 2002 to Jan 4, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3574825-1f9f-6295-1cb0-8da04c0ef10d
First observed: Mar 19, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.