This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$204MItem 5.F on the latest filing (2026-07-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$204M

Private client RAUM

$204MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$102Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

326

Individual clients

9

High net worth clients

39

Custody, client assets

$139M

SEC number

801-123732

CRD

133953

Filings on the tape

8

First filed

Mar 17, 2022

Latest filed

Jul 14, 2026

Organised

Limited Liability Company, VA

Website

prospect-group.com

• Occurred

  Mar 31, 2026
  Advisor changed firm

  Guido Sebastian Jaramillo Blum left Prospect Financial Group Llc for Fiduciary Financial Advisors (registered 2026-05-01)

  Form ADVobserved 4 days ago
• Occurred

  Mar 17, 2022
  First Form ADV filing

  _ filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b35916f9-5dcd-d3ec-6e6f-9ef3648a93de

First observed

Mar 17, 2022

Last observed

Jul 14, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.