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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

JOSEPH JOHN REYNOLDS

Advisor at OSAIC WEALTH, INC.

ROCKFORD, IL

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Search this name across graphsid dfx:ria:b364394b-6a8d-2e10-dec9-92835d670ca0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 12, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 1, 1982
First registration: Apr 12, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 1003497

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	ROCKFORD, IL	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 17, 2020	Jun 14, 2024	no	ROCKFORD, IL	Previous registration
FINANCIAL DESIGNS	n/a	Jan 24, 2003	Mar 31, 2011	no	n/a	Previous registration
FINANCIAL DESIGNS	n/a	Jan 24, 2003	Dec 31, 2002	no	ROCKFORD, IL	Previous registration
FINANCIAL DESIGNS	n/a	Aug 16, 2000	Dec 31, 2002	no	ROCKFORD, IL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Apr 12, 1998	Jul 17, 2020	no	ROCKFORD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
INVESTACORP ADVISORY SERVICES INC	FINANCIAL DESIGNS	Jul 17, 2020	Aug 16, 2000	-7,275	Firm change after gap	Other
FINANCIAL DESIGNS	SECURITIES AMERICA ADVISORS, INC.	Mar 31, 2011	Jul 17, 2020	3,396	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2020 to Jun 14, 2024factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Apr 12, 1998 to Jul 17, 2020factForm ADV
→ FINANCIAL DESIGNSRegistered adviserregistration: previous registration
Jan 24, 2003 to Mar 31, 2011factForm ADV

Dated events

No dated event names this entity yet.