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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Shannon Cassidy Stoehr

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Louisville, KY

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Search this name across graphsid dfx:ria:b3672cf1-5b50-58e8-cf03-d3f6a1d26657

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Aug 5, 1994
First registration: Jan 8, 2004
Dual registered: yes, broker-dealer
Other names: SHANNON CASSIDY|SHANNON KILBY|SHANNON MARIE KILBY|SHANNON C. STOEHR|SHANNON STOEHR|SHANNON C STOEHR
IAPD individual key: 2505056

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 1, 2025	n/a	yes	Louisville, KY	Current employment
PRIVATE CLIENT SERVICES, LLC	Bd affiliated wealth	Nov 25, 2024	Nov 28, 2025	no	LOUISVILLE, KY	Previous registration
MORGAN STANLEY	Wirehouse	Mar 4, 2024	Nov 21, 2024	no	Louisville, KY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 8, 2004	Feb 26, 2024	no	LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE CLIENT SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 28, 2025	Dec 1, 2025	3	Firm change	Ibd to ibd
MORGAN STANLEY	PRIVATE CLIENT SERVICES, LLC	Nov 21, 2024	Nov 25, 2024	4	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Feb 26, 2024	Mar 4, 2024	7	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Dec 1, 2025 to presentfactForm ADV
→ PRIVATE CLIENT SERVICES, LLCRegistered adviserregistration: previous registration
Nov 25, 2024 to Nov 28, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 4, 2024 to Nov 21, 2024factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 8, 2004 to Feb 26, 2024factForm ADV

Dated events

Occurred
Nov 28, 2025
Advisor changed firm
Shannon Cassidy Stoehr left Private Client Services, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-12-01)
Form ADVobserved 6 days ago
Occurred
Nov 21, 2024
Advisor changed firm
Shannon Cassidy Stoehr left Morgan Stanley for Private Client Services, Llc (registered 2024-11-25)
Form ADVobserved 6 days ago
Occurred
Feb 26, 2024
Advisor changed firm
Shannon Cassidy Stoehr left Ubs Financial Services Inc. for Morgan Stanley (registered 2024-03-04)
Form ADVobserved 6 days ago