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L••••• H••••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

L••••• H••••••• W••••

Advisor at R•••• F••• M••••••••• L••

LADY LAKE, FL | LAKELAND, FL

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Search this name across graphsid dfx:ria:b3678426-a671-b9bc-0636-36eca1c763aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• F••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• F••• M••••••••• L••	Independent wealth	May 23, 2013	n/a	yes	LAKELAND, FL\|LADY LAKE, FL	Current employment
A••••••• E•••• R•••••••••	n/a	May 16, 2011	Sep 16, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• E•••• R•••••••••	R•••• F••• M••••••••• L••	Sep 16, 2013	May 23, 2013	-116	Firm change after gap	Other

Relationships

Registered with (2)

→ R•••• F••• M••••••••• L••Registered adviserregistration: current employment
May 23, 2013 to presentfactForm ADV
→ A••••••• E•••• R•••••••••Registered adviserregistration: previous registration
May 16, 2011 to Sep 16, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3678426-a671-b9bc-0636-36eca1c763aa
First observed: May 16, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.