DFX Intelligence

S•••••• H••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst27 years in industry

S•••••• H••••• B••••••

Advisor at C•••••• A•••• M••••••••• L••

CHICAGO, IL | RESTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Jun 16, 2020	n/a	yes	RESTON, VA\|CHICAGO, IL	Current employment
P••••••••• P•••••••• L••	Former SEC adviser	Jul 10, 2017	Jun 16, 2020	no	Reston, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• P•••••••• L••	C•••••• A•••• M••••••••• L••	Jun 16, 2020	Jun 16, 2020	0	Firm change	RIA to RIA
G•• A••••••• S•••••••• L••	P••••••••• P•••••••• L••	May 8, 2014	Jul 10, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
282298:288566:VA:2020-06-16	Jun 16, 2020	Jun 16, 2020	RESTON, VA	Firm change

Relationships

Registered with (3)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jun 16, 2020 to presentfactForm ADV
→ P••••••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 10, 2017 to Jun 16, 2020factForm ADV
→ G•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 15, 2003 to May 8, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 15, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.