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A•• U• D• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A•• U• D• M••••••••• L••

CRD 331398

NEW YORK, NY

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Search this name across graphsid dfx:ria:b370fea2-590d-a90d-f515-7a106763e91e

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2024 to Mar 20, 2026
4 observations

Across DFX

name candidates only

Private Creditcandidate

A•• U• D• M••••••••• L••

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• D•••• I••••••••• A••••••••	Owner	E	yes	09/2019	Apr 26, 2024	Apr 26, 2024
A•• C••••• M••••••••• L•	Member	E	yes	04/2024	Apr 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• C••••• M••••••••• L•	n/a	Asset manager	$26B	Y	yes	n/a
A•• C•• C••••• M••••••••• L••	n/a	n/a	n/a	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.0B	23.1%	n/a	n/a	0	0	0	0

Relationships

Affiliated with (2)

→ A•• C••••• M••••••••• LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← A•• C••••• M••••••••• LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (8)

← C••••• W••••• R•••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Apr 26, 2024 to Apr 26, 2024factForm ADV
← G••••••••• P••••• N••Owner

Dated events

Occurred
Apr 26, 2024
First Form ADV filing
A•• U• D• M••••••••• L••. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b370fea2-590d-a90d-f515-7a106763e91e
First observed: Apr 26, 2024
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.