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Advisor at SUNBELT SECURITIES
Lexington, KY | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUNBELT SECURITIES | Bd affiliated wealth | Sep 20, 2019 | n/a | yes | Lexington, KY|HOUSTON, TX|HOUSTON, TX | Current employment |
| LEXINGTON INVESTMENT COMPANY, INC. | n/a | Mar 31, 2011 | Jan 8, 2019 | no | LEXINGTON, KY|LEXINGTON, KY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Aug 11, 2005 | no | LEXINGTON, KY | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Dec 16, 1991 | Jul 6, 2005 | no | LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEXINGTON INVESTMENT COMPANY, INC. | SUNBELT SECURITIES | Jan 8, 2019 | Sep 20, 2019 | 255 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | LEXINGTON INVESTMENT COMPANY, INC. | Aug 11, 2005 | Mar 31, 2011 | 2,058 | Firm change after gap | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 27393:42180:KY:2019-01-08 | Jan 8, 2019 | Sep 20, 2019 | LEXINGTON, KY | Firm change |