DFX Intelligence

C•••• A••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

C•••• A••• E••••

Advisor at E••••••• A•••••••

DUBLIN, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• A•••••••	Independent wealth	Jan 25, 2022	n/a	yes	DUBLIN, OH	Current employment
S•••••• F•••••••• A•••••••• L••	Independent wealth	Aug 25, 2019	Jan 14, 2022	no	CINCINNATI, OH\|Springfield, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••••••• A•••••••• L••	E••••••• A•••••••	Jan 14, 2022	Jan 25, 2022	11	Firm change	RIA to RIA
A•••••••• I••••••••• M••••••••• L••	S•••••• F•••••••• A•••••••• L••	Aug 20, 2019	Aug 25, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
146236:296780:OH:2019-08-20	Aug 20, 2019	Aug 25, 2019	SPRINGFIELD, OH	Firm change

Relationships

Registered with (3)

→ E••••••• A•••••••Registered adviserregistration: current employment
Jan 25, 2022 to presentfactForm ADV
→ S•••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 25, 2019 to Jan 14, 2022factForm ADV
→ A•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 15, 2018 to Aug 20, 2019factForm ADV

Dated events

Order

Occurred
14 Jan 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 15, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.