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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

PHILLIP G MAZZOLA

Advisor at COMMONWEALTH FINANCIAL NETWORK

WALTHAM, MA | Tewksbury, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b38291f2-b658-a327-7dcb-bebcbe4469c6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 20, 2008
First registration: Jun 24, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5154146

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 17, 2015	n/a	yes	WALTHAM, MA\|Tewksbury, MA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 24, 2008	Apr 17, 2015	no	WINCHESTER, MA\|WESTWOOD, MA\|WESTWOOD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	COMMONWEALTH FINANCIAL NETWORK	Apr 17, 2015	Apr 17, 2015	0	Firm change	Other

Relationships

Registered with (2)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Apr 17, 2015 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 24, 2008 to Apr 17, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b38291f2-b658-a327-7dcb-bebcbe4469c6
First observed: Jun 24, 2008
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PHILLIP G MAZZOLA

Advisor at COMMONWEALTH FINANCIAL NETWORK

WALTHAM, MA | Tewksbury, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b38291f2-b658-a327-7dcb-bebcbe4469c6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

COMMONWEALTH FINANCIAL NETWORK

National bd RIA

Apr 17, 2015

n/a

yes

WALTHAM, MA|Tewksbury, MA

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Jun 24, 2008

Apr 17, 2015

WINCHESTER, MA|WESTWOOD, MA|WESTWOOD, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

Apr 17, 2015

Firm change

Other