DFX Intelligence

Data Factory

RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

P/E GLOBAL LLC

CRD 155642

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b387610a-c44a-50b6-da04-78f4e7cba82d

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 1
Observed: Mar 19, 2012 to Mar 23, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

P/e Global LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.12 institutional_share=0.88 related_bd=false related_bank=true bd_reps=1.0
Regulatory AUM: $1.7BItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 62
Advisory employees: 36
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 5
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $2.8B
SEC number: 801-72133
CIK: 1910344
CRD: 155642
Filings on the tape: 22
First filed: Mar 19, 2012
Latest filed: Mar 23, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ENHANCED US AGG LLC	Hedge Fund	$702M	Aug 22, 2024	1	Mar 22, 2023	reported	021-430801

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MELLEM, HEATHER, KIRSTEN	CHIEF COMPLIANCE OFFICER	Na	yes	05/2013	May 17, 2013	Aug 22, 2024
NAPHTAL, MARY, STEPHENS	Member	D	yes	08/2000	Mar 19, 2012	Aug 22, 2024
NAPHTAL, MARY, STEPHENS	Member	C	yes	08/2000	Mar 19, 2012	Aug 22, 2024
NAPHTAL, MARY, STEPHENS	CHIEF OPERATING OFFICER	Na	yes	08/2000	Mar 19, 2012	Aug 22, 2024
NAPHTAL, WARREN, JOSEPH	Member	D	yes	08/2000	Mar 19, 2012	Aug 22, 2024
NAPHTAL, WARREN, JOSEPH	Member	C	yes	08/2000	Mar 19, 2012	Aug 22, 2024
NAPHTAL, WARREN, JOSEPH	President	Na	yes	08/2000	Mar 19, 2012	Aug 22, 2024
P/E ASSET MANAGEMENT LLC	Member	E	yes	08/2000	Mar 19, 2012	Aug 22, 2024
P/E CAPITAL LLC	Member	E	yes	08/2000	Mar 19, 2012	Aug 22, 2024
P/E INVESTMENTS INC.	Member	E	yes	01/2013	Mar 19, 2012	Aug 22, 2024
P/E INVESTMENTS LLC	Member	D	yes	08/2000	Mar 19, 2012	Aug 22, 2024
P/E STRATEGIC LLC	Member	D	yes	12/2004	Mar 19, 2012	Aug 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P/E INVESTMENTS LLC	n/a	n/a	n/a	Y	yes	n/a
P/E INVESTMENTS UK ASSOCIATES LTD.	n/a	n/a	n/a	Y	yes	n/a
P/E STRATEGIC PTE. LTD.	n/a	n/a	n/a	Y	yes	n/a
PE INVESTMENTS JAPAN GK	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Singapore	n/a	Singapore	4	no
Jackson	Wy	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$1.7B	$1.7B	62	36	2	2	n/a
2024	Mar 19, 2025	$703M	$703M	55	31	2	2	n/a
2023	Mar 22, 2024	$702M	$702M	52	31	2	1	$702M
2022	Mar 22, 2023	$371M	$371M	51	29	2	1	$371M
2021	Mar 25, 2022	n/a	n/a	51	27	2	n/a	n/a
2020	Mar 23, 2021	n/a	n/a	45	27	1	n/a	n/a
2019	Mar 24, 2020	n/a	n/a	44	27	1	n/a	n/a
2018	Mar 21, 2019	n/a	n/a	40	24	1	n/a	n/a
2017	Mar 29, 2018	n/a	n/a	40	24	1	n/a	n/a
2016	Mar 29, 2017	n/a	n/a	37	22	n/a	n/a	n/a
2015	Mar 22, 2016	n/a	n/a	35	18	n/a	n/a	n/a
2014	Mar 31, 2015	n/a	n/a	31	18	n/a	n/a	n/a
2013	Mar 28, 2014	n/a	n/a	34	19	n/a	n/a	n/a
2012	Feb 11, 2013	n/a	n/a	24	20	n/a	n/a	n/a
2011	Mar 19, 2012	$1.0B	$1.0B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$703M	143.2%	$371M	66.3%	62	55	2	2

Relationships

Advises (1)

→ ENHANCED US AGG LLCPrivate fundHedge Fund, IA
Mar 22, 2023 to presentfactForm ADV

Controls (7)

← NAPHTAL, WARREN, JOSEPHOwnerMEMBER, ownership code D, individual
Mar 19, 2012 to Aug 22, 2024factForm ADV
← MELLEM, HEATHER, KIRSTENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 17, 2013 to Aug 22, 2024factForm ADV
← NAPHTAL, MARY, STEPHENSOwnerMEMBER, ownership code D, individual
Mar 19, 2012 to Aug 22, 2024factForm ADV
← P/E ASSET MANAGEMENT LLCOwnerMEMBER, ownership code E, domestic entity
Mar 19, 2012 to Aug 22, 2024factForm ADV
← P/E CAPITAL LLCOwnerMEMBER, ownership code E, domestic entity
Mar 19, 2012 to Aug 22, 2024factForm ADV
← P/E INVESTMENTS INC.OwnerMEMBER, ownership code E, domestic entity
Mar 19, 2012 to Aug 22, 2024factForm ADV
← P/E STRATEGIC LLCOwnerMEMBER, ownership code D, domestic entity
Mar 19, 2012 to Aug 22, 2024factForm ADV

Dated events

Occurred
Mar 23, 2026
Regulatory AUM changed
P/E Global Llc reported RAUM $1.7B, up 143% from $702.6M (2025-03-19 to 2026-03-23)
Form ADVobserved 5 days ago
$1.0B
Occurred
Mar 22, 2024
Regulatory AUM changed
P/E Global Llc reported RAUM $702.3M, up 89% from $371.4M (2023-03-27 to 2024-03-22)
Form ADVobserved 5 days ago
$331M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b387610a-c44a-50b6-da04-78f4e7cba82d
First observed: Mar 19, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

P/E GLOBAL LLC

CRD 155642

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b387610a-c44a-50b6-da04-78f4e7cba82d

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ENHANCED US AGG LLC

Hedge Fund

$702M

Aug 22, 2024

Mar 22, 2023

reported

021-430801

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MELLEM, HEATHER, KIRSTEN

CHIEF COMPLIANCE OFFICER

yes

05/2013

May 17, 2013

Aug 22, 2024

NAPHTAL, MARY, STEPHENS

Member

yes

08/2000

Mar 19, 2012

Aug 22, 2024

NAPHTAL, MARY, STEPHENS

Member

yes

08/2000

Mar 19, 2012

Aug 22, 2024

NAPHTAL, MARY, STEPHENS

CHIEF OPERATING OFFICER

yes

08/2000

Mar 19, 2012

Aug 22, 2024

NAPHTAL, WARREN, JOSEPH

Member

yes

08/2000

Mar 19, 2012

Aug 22, 2024

NAPHTAL, WARREN, JOSEPH

Member

yes

08/2000

Mar 19, 2012

Aug 22, 2024

NAPHTAL, WARREN, JOSEPH

President

yes

08/2000

Mar 19, 2012

Aug 22, 2024

P/E ASSET MANAGEMENT LLC

Member

yes

08/2000

Mar 19, 2012

Aug 22, 2024

P/E CAPITAL LLC

Member

yes

08/2000

Mar 19, 2012

Aug 22, 2024

P/E INVESTMENTS INC.

Member

yes

01/2013

Mar 19, 2012

Aug 22, 2024

P/E INVESTMENTS LLC

Member

yes

08/2000

Mar 19, 2012

Aug 22, 2024

P/E STRATEGIC LLC

Member

yes

12/2004

Mar 19, 2012

Aug 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

P/E INVESTMENTS LLC

n/a

yes

n/a

P/E INVESTMENTS UK ASSOCIATES LTD.

n/a

yes

n/a

P/E STRATEGIC PTE. LTD.

n/a

yes

n/a

PE INVESTMENTS JAPAN GK

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Singapore

n/a

Singapore

Jackson

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$1.7B

n/a

2024

Mar 19, 2025

$703M

n/a

2023

Mar 22, 2024

$702M

2022

Mar 22, 2023

$371M

2021

Mar 25, 2022

n/a

2020

Mar 23, 2021

n/a

2019

Mar 24, 2020

n/a

2018

Mar 21, 2019

n/a

2017

Mar 29, 2018

n/a

2016

Mar 29, 2017

n/a

2015

Mar 22, 2016

n/a

2014

Mar 31, 2015

n/a

2013

Mar 28, 2014

n/a

2012

Feb 11, 2013

n/a

2011

Mar 19, 2012

$1.0B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.7B

$703M

143.2%

$371M

66.3%