This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Exams

S63|S65

First exam

Sep 27, 2018

First registration

Mar 16, 2023

Dual registered

yes, broker-dealer

IAPD individual key

6733647

• Occurred

  Oct 29, 2024
  Advisor changed firm

  Michele Denise Hopson left Bmo Direct Invest Inc. for Lpl Financial Llc (registered 2024-10-01)

  Form ADVobserved 5 days ago
• Occurred

  Sep 14, 2023
  Advisor changed firm

  Michele Denise Hopson left Lpl Financial Llc for Bmo Direct Invest Inc. (registered 2023-09-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b3b1df0c-11a0-8236-49ef-aa8dff9f5493

First observed

Mar 16, 2023

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.