DFX Intelligence

I••••••• G••••• A••••••• S•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

I••••••• G••••• A••••••• S•••••••• I•••

CRD 315935

ATLANTA, GA

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Search this name across graphsid dfx:ria:b3b323a8-1040-6863-81c5-7c1b350a1350

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 7
On other graphs: 0
Observed: Aug 31, 2021 to May 29, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $113M••• Locked
Discretionary RAUM: $113M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $56.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••• C•••••••• H•••••••	n/a	ATLANTA, GA	4	13	n/a	no
K•••• M•••• H•••••	n/a	ATLANTA, GA \| Toronto	0	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• K••••• C••••••••	FOUNDER, CEO, & CHIEF COMPLIANCE OFFICER	D	yes	09/2021	Aug 31, 2021	Jan 6, 2022
R•••••• S•••• A•••	CO-FOUNDER & CHIEF TECHNOLOGY OFFICER	B	no	08/2021	Aug 31, 2021	Jan 6, 2022

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 6, 2026	$113M	$113M	10	6	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$113M	n/a	n/a	n/a	n/a	10	n/a	0	n/a

Relationships

Registered with (2)

← K•••• M•••• H•••••Advisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← K•••• C•••••••• H•••••••Advisorregistration: current employment
Oct 13, 2021 to presentfactForm ADV

Controls (1)

← H•••••••• K••••• C••••••••OwnerFOUNDER, CEO, & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Aug 31, 2021 to Jan 6, 2022factForm ADV

Owns (1)

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 29, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
May 29, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
May 29, 2026
Ria majority owner change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3b323a8-1040-6863-81c5-7c1b350a1350
First observed: Aug 31, 2021
Last observed: May 29, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.