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S••• C••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

S••• C••••• A•••••••• L••

CRD 153299

SAINT LOUIS, MO

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Search this name across graphsid dfx:ria:b3b6d9fc-999a-4f8f-09a4-d9fb0d9721a3

Data as of Jan 21, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2012 to Jan 21, 2024
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $111MItem 5.F on the latest filing (2024-01-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $57.4M
Private client RAUM: $111MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• E•••••• W••••••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	08/2009	Jan 20, 2012	Jan 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$111M	$106M	4.6%	n/a	n/a	1	1	0	0

Relationships

Controls (1)

← H•••••• E•••••• W••••••OwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 20, 2012 to presentfactForm ADV

Dated events

Occurred
Jan 21, 2022
First Form ADV filing
S••• C••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3b6d9fc-999a-4f8f-09a4-d9fb0d9721a3
First observed: Jan 20, 2012
Last observed: Jan 21, 2024 32 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.