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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

5C ADVISOR

5C INVESTMENT PARTNERS ADVISOR LLC, CRD 330565

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3b95deb-90b2-c931-5849-c87749ec8204

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 2
Observed: Mar 12, 2024 to Mar 26, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

5c Advisor

Private equity manager · shared crd

Independent Sponsorsidentity

5C Advisor

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $262MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $262M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 29
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $86.3M
SEC number: 801-129883
CRD: 330565
Filings on the tape: 6
First filed: Mar 12, 2024
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, DE
Website: 5cinvest.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
5C FOUNDERS LP	Private Equity Fund	$25.0M	Aug 9, 2024	4	Aug 9, 2024	reported	021-519214

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
5C INVESTMENT PARTNERS LLC	GENERAL PARTNER	F	yes	09/2023	Mar 12, 2024	Aug 9, 2024
5C INVESTMENT PARTNERS LP	MANAGING MEMBER	E	yes	09/2023	Mar 12, 2024	Aug 9, 2024
CONNOLLY, THOMAS, GERARD	CO-FOUNDER / CO-MANAGING PARTNER	Na	yes	09/2023	Mar 12, 2024	Aug 9, 2024
CONNOLLY, THOMAS, GERARD	MANAGING MEMBER	C	yes	09/2023	Mar 12, 2024	Aug 9, 2024
CONNOLLY, THOMAS, GERARD	LIMITED PARTNER	C	yes	09/2023	Mar 12, 2024	Aug 9, 2024
DEITCH, PAUL, LAURENCE	CHIEF OPERATING OFFICER	Na	yes	04/2024	Aug 9, 2024	Aug 9, 2024
GALEA, FRANK, ROBERT	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Mar 12, 2024	Aug 9, 2024
KOESTER, MICHAEL, EDWARD	CO-FOUNDER AND CO-MANAGING PARTNER	Na	yes	09/2023	Mar 12, 2024	Aug 9, 2024
KOESTER, MICHAEL, EDWARD	LIMITED PARTNER	C	yes	09/2023	Mar 12, 2024	Aug 9, 2024
KOESTER, MICHAEL, EDWARD	MANAGING MEMBER	C	yes	09/2023	Mar 12, 2024	Aug 9, 2024
ROOS, JASON, TYLER	CHIEF FINANCIAL OFFICER	Na	yes	04/2024	Aug 9, 2024	Aug 9, 2024
SHALETTE, GREGORY, DARREN	GENERAL COUNSEL	Na	yes	04/2024	Aug 9, 2024	Aug 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
5C LENDING PARTNERS ADVISOR LLC	n/a	Asset manager	$602M	N	yes	n/a
5C INVESTMENT PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$262M	$262M	29	12	0	1	n/a
2024	Apr 28, 2025	$25.0M	$25.0M	23	11	0	1	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$262M	$25.0M	949.4%	n/a	n/a	29	23	0	0

Relationships

Affiliated with (2)

→ 5CLP ADVISORRegistered adviserother investment adviser, common control
factForm ADV
← 5CLP ADVISORRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (1)

→ 5C FOUNDERS LPPrivate fundPrivate Equity Fund, IA
Aug 9, 2024 to presentfactForm ADV

Controls (7)

← CONNOLLY, THOMAS, GERARDOwnerMANAGING MEMBER, ownership code C, individual
Mar 12, 2024 to Aug 9, 2024factForm ADV
← GALEA, FRANK, ROBERTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 12, 2024 to Aug 9, 2024factForm ADV
← KOESTER, MICHAEL, EDWARDOwnerMANAGING MEMBER, ownership code C, individual
Mar 12, 2024 to Aug 9, 2024factForm ADV
← ROOS, JASON, TYLEROwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 9, 2024 to Aug 9, 2024factForm ADV
← DEITCH, PAUL, LAURENCEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Aug 9, 2024 to Aug 9, 2024factForm ADV
← SHALETTE, GREGORY, DARRENOwnerGENERAL COUNSEL, ownership code NA, individual
Aug 9, 2024 to Aug 9, 2024factForm ADV
← 5C INVESTMENT PARTNERS LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 12, 2024 to Aug 9, 2024factForm ADV

Dated events

Occurred
Aug 9, 2024
Control person joined
Tyler Jason Roos (Chief Financial Officer) appeared on Schedule A of 5C Advisor
Form ADVobserved 6 days ago
Occurred
Aug 9, 2024
Control person joined
Laurence Paul Deitch (Chief Operating Officer) appeared on Schedule A of 5C Advisor
Form ADVobserved 6 days ago
Occurred
Aug 9, 2024
Control person joined
Darren Gregory Shalette (General Counsel) appeared on Schedule A of 5C Advisor
Form ADVobserved 6 days ago
Occurred
Mar 12, 2024
First Form ADV filing
5C Investment Partners Advisor Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3b95deb-90b2-c931-5849-c87749ec8204
First observed: Mar 12, 2024
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

5C ADVISOR

5C INVESTMENT PARTNERS ADVISOR LLC, CRD 330565

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3b95deb-90b2-c931-5849-c87749ec8204

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

5C FOUNDERS LP

Private Equity Fund

$25.0M

Aug 9, 2024

reported

021-519214

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

5C INVESTMENT PARTNERS LLC

GENERAL PARTNER

yes

09/2023

Mar 12, 2024

Aug 9, 2024

5C INVESTMENT PARTNERS LP

MANAGING MEMBER

yes

09/2023

Mar 12, 2024

Aug 9, 2024

CONNOLLY, THOMAS, GERARD

CO-FOUNDER / CO-MANAGING PARTNER

yes

09/2023

Mar 12, 2024

Aug 9, 2024

CONNOLLY, THOMAS, GERARD

MANAGING MEMBER

yes

09/2023

Mar 12, 2024

Aug 9, 2024

CONNOLLY, THOMAS, GERARD

LIMITED PARTNER

yes

09/2023

Mar 12, 2024

Aug 9, 2024

DEITCH, PAUL, LAURENCE

CHIEF OPERATING OFFICER

yes

04/2024

Aug 9, 2024

GALEA, FRANK, ROBERT

CHIEF COMPLIANCE OFFICER

yes

01/2024

Mar 12, 2024

Aug 9, 2024

KOESTER, MICHAEL, EDWARD

CO-FOUNDER AND CO-MANAGING PARTNER

yes

09/2023

Mar 12, 2024

Aug 9, 2024

KOESTER, MICHAEL, EDWARD

LIMITED PARTNER

yes

09/2023

Mar 12, 2024

Aug 9, 2024

KOESTER, MICHAEL, EDWARD

MANAGING MEMBER

yes

09/2023

Mar 12, 2024

Aug 9, 2024

ROOS, JASON, TYLER

CHIEF FINANCIAL OFFICER

yes

04/2024

Aug 9, 2024

SHALETTE, GREGORY, DARREN

GENERAL COUNSEL

yes

04/2024

Aug 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

5C LENDING PARTNERS ADVISOR LLC

n/a

Asset manager

$602M

yes

n/a

5C INVESTMENT PARTNERS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$262M

n/a

2024

Apr 28, 2025

$25.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$262M

$25.0M

949.4%

n/a