DFX Intelligence

K••• K••••• H•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst19 years in industry

K••• K••••• H•••••• C•••••••

Advisor at I••••••••• W••••• C••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:b3be85e8-9c9e-b7bd-b21a-ef5796a16316

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Sep 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Apr 16, 2026	n/a	yes	SCOTTSDALE, AZ	Current employment
P••••••• A•••••••• L••	Independent wealth	Apr 20, 2022	Jun 12, 2026	no	SAN FRANCISCO, CA\|DALLAS, TX\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A•••••••• L••	I••••••••• W••••• C••••••• L••	Jun 12, 2026	Apr 16, 2026	-57	Firm change after gap	RIA to RIA
S••••••••• W••••• S•••••••••	P••••••• A•••••••• L••	Jul 20, 2022	Apr 20, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:305115:WA:2019-11-06	Nov 6, 2019	Oct 25, 2019	BELLEVUE, WA	Firm change

Relationships

Registered with (5)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ P••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 20, 2022 to Jun 12, 2026factForm ADV
→ S••••••••• W••••• S•••••••••Registered adviserregistration: previous registration
Jan 16, 2022 to Jul 20, 2022factForm ADV
→ P•••••• P•••••• W••••• L••Registered adviser

Dated events

Occurred
Jun 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3be85e8-9c9e-b7bd-b21a-ef5796a16316
First observed: Sep 24, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.