DFX Intelligence

M••••• B•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

M••••• B•••••• C•••••••

Advisor at I••••••• A••••••• S•••••••• L••

MIAMI, FL

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Search this name across graphsid dfx:ria:b3c6f975-f163-0b2c-8336-23caacf3efba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 13, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• A••••••• S•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• A••••••• S•••••••• L••	Mixed wealth	Aug 10, 2020	n/a	yes	MIAMI, FL\|MIAMI, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 1, 2010	Jul 20, 2020	no	CORAL GABLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	I••••••• A••••••• S•••••••• L••	Jul 20, 2020	Aug 10, 2020	21	Firm change	Wirehouse to RIA
U•• I••••••••• I•••	U•• F•••••••• S••••••• I•••	Jan 1, 2010	Jan 1, 2010

Relationships

Registered with (3)

→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 10, 2020 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 1, 2010 to Jul 20, 2020factForm ADV
→ U•• I••••••••• I•••Registered adviserregistration: previous registration
Jun 3, 2002 to Jan 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3c6f975-f163-0b2c-8336-23caacf3efba
First observed: Apr 13, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.