DFX Intelligence

A•••••• M•••• M•••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A•••••• M•••• M•••••• W••••

Advisor at N••• F•••••• I••••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:b3cbf842-95b7-6949-6ef8-8d5226e1259f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••• I••••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••• I••••••••• S•••••••• L••	Bd affiliated wealth	Aug 10, 2026	n/a	yes	San Diego, CA\|Vienna, VA\|San Diego, CA\|PENSACOLA, FL	Current employment
F•••• C•••••• A••••••• S•••••••	Bd affiliated wealth	Jan 24, 2023	Sep 10, 2026	no	San Diego, CA\|San Diego, CA\|FORT WORTH, TX\|San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C•••••• A••••••• S•••••••	N••• F•••••• I••••••••• S•••••••• L••	Sep 10, 2026	Aug 10, 2026	-31	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ N••• F•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 24, 2023 to Sep 10, 2026factForm ADV

Dated events

Occurred
Sep 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3cbf842-95b7-6949-6ef8-8d5226e1259f
First observed: Jan 24, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.