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Advisor at K2 FINANCIAL INC.
GLENDORA, CA | Glendora, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K2 FINANCIAL INC. | Independent wealth | May 30, 2019 | n/a | yes | Glendora, CA|GLENDORA, CA | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Sep 18, 2017 | n/a | yes | Glendora, CA | Current employment |
| LEGEND ADVISORY, LLC | Former SEC adviser | Mar 10, 2006 | Oct 4, 2019 | no | SAN DIMAS, CA|PALM BEACH GARDENS, FL|SAN DIMAS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGEND ADVISORY, LLC | LINCOLN INVESTMENT | Oct 4, 2019 | Sep 18, 2017 | -746 | Bulk transfer | Other |