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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

CORE CAPITAL MANAGEMENT AND RESEARCH INC.

CRD 146285

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3dde8a2-cf39-167d-1bd2-c0b3aadb50c5

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.46 fund_share=0.0 institutional_share=0.39 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $299MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $152M
Private client RAUM: $136MderivedItem 5.D individuals plus high net worth individuals
Private client share: 46%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $99.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 269
Individual clients: 79
High net worth clients: 165
SEC number: 801-72083
CRD: 146285
Filings on the tape: 24
First filed: Mar 29, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, TX
Website: ccmr.io

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LOUIS JOHN PELZ	n/a	HOUSTON, TX	18	33	3	no
JOHN JAMES BARRY	n/a	HOUSTON, TX	10	18	1	no
GREGORY ANTHONY HADLEY	n/a	Wilmette, IL \| HOUSTON, TX \| PHOENIX, AZ	3	15	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PELZ, LOUIS, JOHN	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	01/2008	Mar 29, 2012	Jul 31, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$299M	$152M	4	4	0	n/a	n/a
2024	Apr 1, 2025	$243M	$139M	4	4	0	n/a	n/a
2023	Mar 27, 2024	$1.3B	$101M	4	4	0	n/a	n/a
2022	Mar 30, 2023	$1.2B	$91.0M	3	3	0	n/a	n/a
2021	Mar 30, 2022	$1.2B	$65.3M	5	2	0	n/a	n/a
2020	Mar 25, 2021	$991M	$49.8M	5	2	0	n/a	n/a
2019	Mar 26, 2020	$912M	$44.6M	2	2	0	n/a	n/a
2018	Mar 8, 2019	$199M	$33.9M	2	2	0	n/a	n/a
2017	Mar 22, 2018	$933M	$31.7M	1	1	0	n/a	n/a
2016	Apr 4, 2017	$911M	$21.4M	1	1	n/a	n/a	n/a
2015	Mar 10, 2016	$612M	$14.7M	1	1	n/a	n/a	n/a
2014	Mar 31, 2015	$651M	$13.0M	0	0	n/a	n/a	n/a
2013	Mar 29, 2014	$534M	$10.8M	0	0	n/a	n/a	n/a
2012	Apr 1, 2013	$462M	$8.3M	0	0	n/a	n/a	n/a
2011	Mar 29, 2012	$462M	$8.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$299M	$243M	22.9%	$1.2B	-37.7%	4	4	0	0

Relationships

Registered with (4)

← GREGORY ANTHONY HADLEYAdvisorregistration: current employment
May 4, 2023 to presentfactForm ADV
← JOHN JAMES BARRYAdvisorregistration: current employment
Feb 24, 2016 to presentfactForm ADV
← LOUIS JOHN PELZAdvisorregistration: current employment
Feb 7, 2008 to presentfactForm ADV
← SEAN JOSEPH CONTIAdvisorregistration: previous registration
Mar 30, 2022 to Sep 26, 2023factForm ADV

Controls (1)

← PELZ, LOUIS, JOHNOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to Jul 31, 2024factForm ADV

Dated events

Occurred
Apr 1, 2025
Regulatory AUM changed
Core Capital Management And Research Inc. reported RAUM $243.1M, down 82% from $1.3B (2024-07-31 to 2025-04-01)
Form ADVobserved 4 days ago
$-1.1B
Occurred
Sep 26, 2023
Advisor changed firm
Sean Joseph Conti left Core Capital Management And Research Inc. for Ae Wealth Management, Llc (registered 2023-06-15)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2020
Regulatory AUM changed
Core Capital Management And Research Inc. reported RAUM $912.3M, up 360% from $198.5M (2019-03-08 to 2020-03-26)
Form ADVobserved 4 days ago
$714M
Occurred
Mar 8, 2019
Regulatory AUM changed
Core Capital Management And Research Inc. reported RAUM $198.5M, down 79% from $932.9M (2018-03-22 to 2019-03-08)
Form ADVobserved 4 days ago
$-734M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3dde8a2-cf39-167d-1bd2-c0b3aadb50c5
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CORE CAPITAL MANAGEMENT AND RESEARCH INC.

CRD 146285

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3dde8a2-cf39-167d-1bd2-c0b3aadb50c5

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LOUIS JOHN PELZ

n/a

HOUSTON, TX

JOHN JAMES BARRY

n/a

HOUSTON, TX

GREGORY ANTHONY HADLEY

n/a

Wilmette, IL | HOUSTON, TX | PHOENIX, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PELZ, LOUIS, JOHN

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

01/2008

Mar 29, 2012

Jul 31, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$299M

$152M

n/a

2024

Apr 1, 2025

$243M

$139M

n/a

2023

Mar 27, 2024

$1.3B

$101M

n/a

2022

Mar 30, 2023

$1.2B

$91.0M

n/a

2021

Mar 30, 2022

$1.2B

$65.3M

n/a

2020

Mar 25, 2021

$991M

$49.8M

n/a

2019

Mar 26, 2020

$912M

$44.6M

n/a

2018

Mar 8, 2019

$199M

$33.9M

n/a

2017

Mar 22, 2018

$933M

$31.7M

n/a

2016

Apr 4, 2017

$911M

$21.4M

n/a

2015

Mar 10, 2016

$612M

$14.7M

n/a

2014

Mar 31, 2015

$651M

$13.0M

n/a

2013

Mar 29, 2014

$534M

$10.8M

n/a

2012

Apr 1, 2013

$462M

$8.3M

n/a

2011

Mar 29, 2012

$462M

$8.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$299M

$243M

22.9%

$1.2B

-37.7%